NHS MEL (2000)7

Dear Colleague

NATIONAL DATA RECORDING FOR DELAYED DISCHARGE

Introduction

1. NHS MEL(1999)33 announced details of the pilot data recording trial to test national standard definitions, reasons for delay and data recording rules for delayed discharge. That MEL confirmed that lessons learned during the pilot period would be taken into account before the move to mandatory participation in the data recording which takes effect from 1 April 2000.

2. By revision to the original MEL Annexes, this letter attaches the outcome of the consideration of progress made conducted by the Multi-Agency Working Group (MAWG). The changes to the original dataset are few and relatively minor. In each case the alterations made to the original dataset are shown in bold type.

3. Annex A to this letter includes the final national definitions of delayed discharge and ready for discharge date that are to be applied from 1 April 2000. Annex B lists the reasons for delay to be used in the data recording.

4. Full data recording instructions are available from Phil McNicol, ISD Definitions and Standards Manager, ISD Scotland, Trinity Park House, South Trinity Road, Edinburgh EH5 3SQ (Tel:  0131 551 8360, Fax:  0131 551 1392, E-Mail: Phil.McNicol@isd.scot.nhs.uk).

Action

5. As announced in NHS MEL(1999)33 a mandatory national data recording system for delayed discharge will commence from 1 April 2000. Health Boards, working with their NHS Trust and Local Authority care partners, will participate in ongoing quarterly statistical recording of delayed discharges, against the definitions and processes set out in the attachments to this letter. The first quarterly census date will be 30 June 2000.

6. Health Boards are responsible for co-ordinating the information and ensuring that the data required is submitted timeously. The information provided will further inform the reasons for delay and the work that is already underway to reduce/remove the delays experienced.

21st February 2000
______________________________

Addresses

For action
General Managers, Health Boards
Chief Executives, NHS Trusts
General Manager, State Hospitals Board for Scotland
Chief Executives, Local Authorities
Directors of Social Work/Chief Social Work Officers
Directors of Housing/Chief Housing Officers

For information
General Manager, Common Services Agency
Mr R Copland, ISD Scotland
Association of Directors of Social Work
Chief Executive, COSLA
Chief Executive, Scottish Homes
Director, Scottish Federation of Housing Associations
______________________________

Enquiries to:

Definitional Issues
Mr P McNicol
ISD Scotland
Tel: 0131 551 8360

Other

Mr P Harley
Community Care Division
Tel: 0131 244 2426

Mr A Stewart
Community Care Division
(Statistics)
Tel: 0131 244 5431

Mr W Moore
Housing 2-4
Tel: 0131 244 5523
______________________________

Yours sincerely

 

 

KEVIN J WOODS RICHARD GRANT

Scottish Executive Health Department

AnnexA

Scottish Executive Development Department

 

NATIONAL DATA RECORDING FOR DELAYED DISCHARGE

Instructions for MANDATORY National Data Recording

 

Introduction

These instructions are for mandatory delayed discharge data collection and submission from 1st April 2000. They embody changes agreed by the Multi-Agency Working Group at its meeting in November 1999 and supersede the trial recording instructions issued in March (Version 1) and December (Version 2) 1999. Key changes from the Version 1 (March 1999) instructions are shown in italics.

 

General National Data Recording Rules

An inpatient in an NHS hospital whose actual discharge date is later than the ready-for-discharge date is defined as experiencing a delayed discharge from the point of readiness for discharge (see definitions of "delayed discharge" and "ready for discharge date" in Annex B). The national data recording target group comprises all such inpatients in all specialties in NHS hospitals experiencing a delayed discharge at the quarterly census points. Please note that this covers patients awaiting internal transfer within the NHS as well as patients waiting to move into the community. Patients destined to undergo a change of setting for reasons other than their clinical readiness to move on to the next stage of care are excluded (eg patients destined to be shifted from a hospital to a community setting purely as part of a recommissioning programme).

 

The point of readiness for discharge can be thought of as the point from which the patient’s care would be more appropriately provided somewhere other than the bed that he/she currently occupies.

Thus, a "snapshot" of patients in the target group experiencing a delayed discharge will be taken at the following census points:

30th June 2000

30th September 2000

31st December 2000

31st March 2001

The general approach for the data recording is to record information about these patients to the level of detail that is of most value locally, with the requirements of the national census as a MINUMUM. Although the national data recording takes the form of a quarterly census, data recording on delayed discharges is encouraged on an ongoing "real-time" basis. This will assist joint working by allowing identification of delayed discharges from when they first occur and the reason(s) for delay in discharge during the period of delay. The national quarterly census data should then become a simple by-product of this process.

 

National Census Dataset (Mandatory where applicable):

Hospital Location Code

 

Patient ID (CHI or Case Reference Number)

Postcode

Date of Birth

Specialty Code

 

Self-funder

Date of referral for social care assessment

Ready-for-discharge Date

Principal Reason for Delay In Discharge at Census Point

Trusts and Local Authorities are free to record whatever data is of most value locally, provided the definitions are adhered to and all applicable mandatory national census data items are included. The extent of the local dataset will be largely determined by the types of statistical analyses that organisations may wish to produce for their own purposes, eg:

Whatever the extent of the local dataset, it is recommended that all reasons for delay in discharge are charted for each patient during the period of delay, as more than one reason for delay may apply either sequentially or concurrently, and it will be easier to identify the principal reason for delay at the census point(s).

 

Please note the introduction of new reason for delay code 45 - "awaiting routine discharge: routine administrative arrangements are complete and prospective discharge date is known". This is to enable the separate identification of routinely discharged patients who remain in situ for a short, insignificant time beyond ready-for-discharge date.

It is recommended that the local data spreadsheet is updated on an ongoing, "real-time" basis. Thus the census data can be easily generated on the day of the census using the following criteria:

 

Include in the census all patients for whom:

If discharge date is present:-

If discharge date is not present:-

 

Data recording

Data should be recorded in a Microsoft Excel spreadsheet, one patient record per row and one data item per column. You will therefore need as many columns as data items in your full local dataset, thus:

Examples:

Hosp Loc. code Patient ID Postcode Date of Birth Specialty Self-funder? date of referral for assessment ready-for-discharge date reason(s) for delay in discharge during

period of delay

S226H 2187549342 EH4 7DE 11/04/1929 AB N 21/06/1999 21/06/1999 11    
S226H 1211527647 G4 9FY 04/11/1931 AB Y 26/05/1999 15/06/1999 24B 52 61
S116H 3342986531 KY2 5BW 23/02/1974 AR X 13/06/1999 28/06/1999 52    
H202H 5438642813 IV2 6FX 12/08/1952 C11     29/06/1999 45    

 

You should have as many columns as you think you’ll need for reasons for delay in discharge - three are featured above just for the sake of the examples. It is suggested for practical reasons that five should be the maximum. Again for practical reasons, reasons for delay in discharge are likely to be recorded in chronological order of commencement, but don’t forget that more than one reason for delay can apply simultaneously. For the national census "snapshot", record one Principal Reason for Delay at Census Point (to full 2 or 3 digit detail).

NB:

1) Principal reason for delay at the census point for all delayed discharges must be agreed by all agencies involved in each patient’s discharge planning, both NHS and non-NHS, in keeping with the spirit of the definitions. If such agreement is not reached, code 8 (Principal reason not agreed) must be recorded. It is essential that your data notification arrangements include notifying the principal reason for delay for each delayed discharge at each census point to the person responsible for recording the census data.

 

2) If a particular data item is unavailable or inapplicable for a delayed discharge patient, leave it blank in the spreadsheet - don’t exclude any patients from the census because of incomplete data.

 

Dataset Details

Data item Instructions/Comments
Hospital Location code National standard code (format ANNNA)
Patient ID Hospital number or CHI number
Postcode Patient’s postcode of residence
Date of Birth Record in format DD/MM/CCYY
Hospital Specialty code This is the specialty of the HCP responsible for the patient in the bed - eg AB = Geriatric Medicine
Self-funder If applicable. Record "Y" = Yes, "N" = No or "X" = Unknown
date of referral for social care assessment If applicable
ready-for-discharge date the point from which the patient’s care would be more appropriately provided somewhere other than the bed that he/she currently occupies
reason(s) for delay in discharge from the coded list. The coding is hierarchical and allows reason(s) for delay in discharge to be coded to 1st, 2nd or 3rd digit detail as appropriate according to the information available. Record all valid reasons to the level of detail available - eg:
  community care arrangements reason (no further detail available)

community care arrangements - awaiting completion of social care arrangements

community care arrangements - awaiting completion of social care arrangements: Nursing Home placement (not NHS funded)

code

2

code

25

code

25C

  If a new reason occurs during the period of delay, record it as the next of the sequence.

For the quarterly census, record the PRINCIPAL reason for delay in discharge that applies at the census point (it will not necessarily be the last one to be recorded). If agreement on the principal reason by all agencies involved in the patient’s discharge planning is not reached, record code 8 - Principal reason not agreed.

 

 

The spreadsheet should be submitted by NHS Trusts and Directly Managed Units via Health Boards to Phil McNicol, Room B040, ISD, Trinity Park House on floppy disk within 10 days after each census point (eg by 10th July 2000 for the June 2000 census), ensuring that you comply with all requirements for the passage of confidential data.

ISD staff are happy to visit sites for data recording training purposes by arrangement - please contact Phil McNicol, Definitions & Standards Manager, tel: 0131-551 8360 in the first instance.

Annex B

 

NATIONAL DATA RECORDING FOR DELAYED DISCHARGE

Definitions and Reasons for Delay for use in National Data Recording

 

Definitions (NB: words in bold denote an associated term which is defined in its own right)

Delayed discharge

A delayed discharge is experienced by an inpatient occupying a bed in a hospital specialty/significant facility who is clinically ready to move on to the next stage of care but is prevented from doing so by one or more reasons for delay in discharge. The "next stage of care" covers all appropriate destinations within and outwith the NHS (further inpatient episode, patient’s home, nursing home etc). The date on which the patient is clinically ready to move on to the next stage of care is the ready-for-discharge date which is determined by the consultant/GP responsible for the inpatient care in consultation with all agencies involved in planning the patient’s discharge, both NHS and non-NHS. Thus the patient is ready-for-discharge, but the discharge is delayed due to one or more:

Notes

  1. This definition covers all hospital specialties and significant facilities, acute and long stay. However, care must be taken in interpreting data on short stay patients where there is insufficient time to carry out necessary discharge planning between the patient's admission date and ready-for-discharge date.
  2. Implicit within this definition is the existence of harmonious working arrangements between all agencies involved in the patient’s discharge planning, including efficient, effective and timely communication, which expedite the patient’s discharge to the optimum destination.
  3. National data recording covers all delayed discharges, ie patients whose actual discharge date is later than ready-for-discharge date.
  4. Multi-agency discharge processes are complex - many agencies can be involved in the care of and discharge planning for a single hospital patient, and account must be taken of the patient's own wishes and family/carer issues. This definition does NOT preclude the existence of locally-agreed timescales and criteria for the different components and stages of discharge planning which suit local circumstances and which MUST be taken into account when interpreting data on delayed discharges.
  5. Discharge planning for frail older people should take account of the guidance featured in the Social Work Services Group Circular "Community Care Needs of Frail Older People: Integrating Professional Assessments and Care Arrangements" (SWSG10/1998, 28/7/98) with particular reference to paras 28 - 38 "Discharging older people from hospital".
  6. A hospital bed occupied by a patient whose discharge is delayed is a blocked bed.
  7. The agencies involved in hospital discharge planning will vary from patient to patient.

 

Ready-for-discharge date

NB: this definition supersedes the one currently featured in the "General Terms" section of Chapter 1 of the "Definitions & Codes for the NHS in Scotland" manual (page 1.9-8 of the paper version).

Ready-for-discharge date is the date on which a hospital inpatient is clinically ready to move on to the next stage of care. This is determined by the consultant/GP responsible for the inpatient care in consultation with all agencies involved in planning the patient’s discharge, both NHS and non-NHS. A patient who continues to occupy a hospital bed after his/her ready-for-discharge date during the SAME inpatient episode experiences a delayed discharge, and the bed is blocked.

Notes

  1. Ready-for-discharge date and discharge date can be used to measure the length of time in days that a bed is blocked during an inpatient episode. The calculation is: "Discharge Date minus Ready-for-Discharge Date".
  2. The "next stage of care" covers all appropriate destinations within and outwith the NHS (further inpatient episode, patient’s home, nursing home etc).

 

Reasons for Delay in Discharge

SOCIAL CARE REASONS:

1 - Community Care Assessment

11 awaiting commencement/completion of post-hospital social care assessment (including transfer to another area team). Social care includes home care and social work OT.
12 post-hospital social care assessment completed: awaiting agreement of senior social work practitioner
13 disagreement about social care recommendations between social work and health services

 

 

2 - Community Care Arrangements

21 awaiting re-start services to discharge home
22 awaiting new services to discharge home
23 non-availability of public funding to purchase Residential/Nursing Home Place:
23A Residential Home place
23B Nursing Home place
24 awaiting place availability:
24A in Local Authority Residential Home
24B in Independent Residential Home
24C in Nursing Home (not NHS funded)
24D in Specialist Residential Facility for younger age groups (<65)
24E in Specialist Residential Facility for older age groups (65+)
25 awaiting completion of social care arrangements:
25A Local Authority Residential Home placement
25B Independent Residential Home placement
25C Nursing Home placement (not NHS funded)
25D Living in own home - awaiting social support (eg carer)
25E Living in own home - awaiting procurement/delivery of equipment
25F Specialist Housing provision (including sheltered housing and homeless patients)

 

 

HEALTHCARE REASONS:

3 - Healthcare assessment

31 awaiting commencement/completion of post-hospital healthcare assessment
32 disagreement about healthcare recommendations between social work and health services
33 change in patient’s health circumstances (eg. healthcare assessments need to be re-done). If the patient continues to receive appropriate healthcare in the hospital bed as a result of a change in health circumstances, the patient is NOT a delayed discharge.

 

 

4 - Healthcare arrangements

41 awaiting completion of healthcare arrangements (delivery of community health services etc)
42 awaiting bed availability in other NHS hospital/specialty/facility
43 awaiting bed availability in non-NHS facility (eg hospice, NHS funded bed in Private Nursing Home)
44 awaiting availability of transport
45 awaiting routine discharge: routine administrative arrangements are complete and prospective discharge date is known

 

PATIENT/CARER/FAMILY-RELATED REASONS:

5 - Legal/Financial

51 legal issues (including intervention by patient’s lawyer) - eg informed consent
52 financial and personal assets problem - eg confirming financial assessment

 

 

6 - Disagreements

61 internal family dispute issues (including dispute between patient and carer)
62 disagreement between patient/carer and health services
63 disagreement between patient/carer and social work services
64 disagreement between family and health services
65 disagreement between family and social work services

 

 

7 - Other

71 patient exercising statutory right of choice
72 patient does not qualify for care
73 family/relatives arranging care
74 other patient/carer/family-related reason

 

 

OTHER

8 - Principal Reason Not Agreed (ONLY for use in quarterly national data census)